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Legal and Compliance

Understanding your role and responsibilities

View the latest compliance bulletins and guidelines here. 

Annuity Documents

2021 Annual Compliance Reminder on Advertising
2021 Annual Compliance Reminder on Replacements
Forethought Financial Professional Suitability and Best Interest Guide
Best Interest Revisions to the Annuity Suitability Model and DOL Rule

Life Insurance Documents

Compliance Guides

Replacement Guidelines
Agent Market Conduct and Compliance Guide
Advertising Guidelines
Life Insurance Suitability and Best Practices Guide
Internal Replacement Guidelines
Guidelines for life insurance funded with qualified distributions

 

Compliance Bulletins

Compliance Bulletin: New York Regulation 187: Suitability and Best Interests in Life Insurance and Annuity Transactions
Compliance Bulletin: Advertising Guidelines
Compliance Bulletin: Guidelines on Replacements
Compliance Bulletin: Guidelines for presenting life insurance as a source of supplemental retirement income
Compliance Bulletin: Mandatory Disclosure of Adverse Actions
Compliance Bulletin: Conflicts of Interest
Compliance Bulletin: Non-Resident Solicitation (Cross Border Sales)
Compliance Bulletin: Pretext Selling

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Annuities are issued by Forethought Life Insurance Company, 10 West Market Street, Suite 2300, Indianapolis, Indiana; or Commonwealth Annuity and Life Insurance Company, 20 Guest Street, Brighton, Massachusetts. Variable annuities are underwritten and distributed by Global Atlantic Distributors, LLC.  

Life Insurance is issued by Accordia Life and Annuity Company, 215 10th St, Des Moines, Iowa; and preneed life insurance is issued by Forethought Life Insurance Company.

Products, features, and marketing materials are subject to state and firm variations and availability. Read the Contract for complete details.

Global Atlantic Financial Group (Global Atlantic) is the marketing name for The Global Atlantic Financial Group LLC and its subsidiaries, including Accordia Life and Annuity Company, Commonwealth Annuity and Life Insurance Company, Forethought Life Insurance Company and Global Atlantic Re Limited. Each subsidiary is responsible for its own financial and contractual obligations. These subsidiaries are not authorized to do business in New York.

FINANCIAL PROFESSIONAL USE ONLY. NOT FOR USE WITH THE PUBLIC.

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